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Experienced Guides in a Tough Regulatory Landscape

Sutton Boyce Gilkes Regulatory Consulting Group Inc. (SBG) is an independent firm providing support to firms in the securities and investment management industry. Our expertise covers all regulatory requirements and processes: finance, operations, business conduct, compliance, registration and enforcement.

SBG knows the Canadian regulatory environment like no other firm. We offer the right combination of knowledge, practical expertise and independence to handle your regulatory needs as quickly and thoroughly as possible. Read More>

Breadth of Services:

We have experience in all critical areas of regulatory compliance and know how they interact. Read More>

Experience:

The principals of SBG have decades of experience working for and dealing with securities dealers, large and small, and regulatory organizations. We are well known in the industry and offer a diverse range of skills. Read More>

What's Happening:

SBG keeps you up-to-date on regulatory proposals and changes affecting the securities industy by the CSA, IIROC, MFDA, FINRA and others. for example the Federal Government regarding anti-money laundering and anti-terrorist financing laws and regulations.  Just click on the Regulatory Calendar link on any page. Read More>

SBG releases regular commentaries presenting our unique, informed perspective on issues facing members of the investment community. Our latest issue deals with a Government of Canada Consultation Paper on possible changes to anti-money laundering and anti-terrorist financing requirements. To subscribe, sign up below.  For past commentaries, click here >>.