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Larry Boyce, Senior Vice-President

Larry Boyce

Before joining SBG, Larry Boyce was Vice-President, Business Conduct Compliance, of the Investment Industry Regulatory Organization of Canada(IIROC). He has been a regulator for 35 years, first with the Toronto Stock Exchange where for 20 years he was an investigator and ultimately Director of Investigative Services. For the past 14 years he ran the Business Conduct (sales compliance) and Registration departments at the Toronto Stock Exchange and then at the Investment Dealers Association of Canada, which merged into IIROC.

Larry has a MBA and is a Fellow of the Canadian Securities Institute.



"Larry's knowledge of the industry, its regulations, and his ability to offer a pragmatic solution to regulatory issues is well known. I would recommend him highly."

Michael Sharpe, former Senior Vice-President, General Counsel and Chief Compliance Officer , Richardson Partners Financial Limited

"In my opinion, Larry has personified the ideal regulator, a balance between the need for strong regulation and a practical business acumen that can actually deliver a resolution to issues. Larry possesses keen instincts at interpreting the rules; not just the words, but the actual intent of the rule and the knowledge to deliver a realistic approach to meeting regulatory expectations."

Patrick B. McNenly, Managing Director, Compliance, Macquarie Capital Markets Canada Ltd.


 

 

Contact Larry:

Telephone: 416.644.6590

Mobile: 647.204.7076

e-mail: Larry Boyce