Rules Notice

November 28, 2016

IIROC Rules Notice 16-0271: Disclosure of Membership in IIROC – Additional versions of the IIROC Logo. (Related to Rules Notice 16-0133 regarding rule change effective January 1, 2017.)

IIROC Rules Notice 16-0272: Disclosure of Membership in IIROC – IIROC Offical Brochure.  (Related to Rules Notice 16-0133 regarding rule change effective January 1, 2017.)

OSC – Transcript of the Roundtable on Proxy Voting Infrastructure

Bourse de Montréal Circular 148-16: Self-Certification – Amendments to Rules and Procedures to allow for the introduction of Canadian share futures contracts.  The amendments are effective immediately.

CSA Multilateral Staff Notice 91-305: Frequently Asked Questions  relating to Multilateral Instrument 91-101 Derivatives: Product Determination and Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting

CSA Multilateral Notice and Request for Comment (Alberta, Manitoba and New Brunswick): Proposed adoption of Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions.  The instrument is already in force in Ontario and Quebec.