IIAC

November 28, 2016 IIROC Rules Notice 16-0271: Disclosure of Membership in IIROC – Additional versions of the IIROC Logo. (Related to Rules Notice 16-0133 regarding rule change effective January 1, 2017.) IIROC Rules Notice 16-0272: Disclosure of Membership in IIROC – IIROC Offical Brochure.  (Related … Read More

November 21, 2016 CSA round tables to discuss CSA Consultation Paper 33-404 : Proposals to Enhance the Obligations of  Advisers, Dealers, and Representatives toward their Clients: The Ontario session will be held 6/Dec/16, 1:00 to 4:30 p.m. at the offices of the OSC, 22nd Floor, 20 … Read More